Democracy, Procedural and Social Rights, and Constitutional Courts in Hungary and Slovakia

Max Steuer

Abstract


In democracies, individuals are free to develop their own conceptions of values, and try to persuade others of their viability. However, some of these conceptions carry greater weight than others. In particular, centralized constitutional courts (CCs) authoritatively interpret fundamental values as they are typically entrusted by constitutions to do so. This article introduces a new approach to examine how CCs advance particular value conceptions, via scrutinizing the understandings of procedural rights and social rights by the two formally most powerful in Central Europe: the Hungarian (HCC) and the Slovak (SCC) Constitutional Court. While procedural rights capture the minimum standards of equal treatment, social rights signal more robust readings of democracy which raise expectations of improved well-being. The two jurisdictions offer windows into the working of CCs operating in regimes with a history of authoritarianism—whereas Slovakia is currently a fragile democracy at best, Hungary has regressed into an illiberal regime. The article makes use of new institutionalism, where ideas articulated in the CCs’ case law have a potential to influence the political regimes the CCs are located in. Using a case selection method based on keyword search, its two case studies, covering the period between the 1990s and 2017 and 77 majority opinions show how the SCC seldomly connected procedural and substantive rights to democracy, but this went unnoticed in the broader public. For the HCC, however, the absence of the connections between democracy and justice, especially when interpreting social rights, appears to have contributed to its image as distant from the public, locked in abstract legal discourses. The findings prompt questions about the impact of public perceptions of the CCs on the capacity of actors with authoritarian ambitions to launch successful assaults on the CCs, as well as on the potential of the CCs to prevent these assaults by articulating particular value conceptions.


Keywords


Contextual Analysis; Procedural and Social Rights; Hungary; Institutionalism; Slovakia

Full Text:

PDF

References


Akinola, Adeoye O., and Ufo Okeke Uzodike. “Ubuntu and the Quest for Conflict Resolution in Africa.” Journal of Black Studies 49, no. 2 (2018): 91–113. https:// doi.org/10.1177/0021934717736186.

Arato, Andrew. Post Sovereign Constitution Making: Learning and Legitimacy. Oxford: OUP, 2016.

Asshiddiqie, Jimly. “Universalization of Democratic Constitutionalism and The Work of Constitutional Courts Today.” Constitutional Review 1, no. 2 (2016): 1–22. https://doi.org/10.31078/consrev121.

Aubert, Vilhelm. “Courts and Conflict Resolution.” Journal of Conflict Resolution 11, no. 1 (1967): 40–51. https://doi.org/10.1177/002200276701100104.

“Az Alkotmánybíróság legutóbbi döntéseiből [From the Latest Decisions of the Constitutional Court].” Fundamentum 7, no. 3–4 (2003): 186–88.

Baidhowah, Adfin Rochmad. “Defender of Democracy: The Role of Indonesian Constitutional Court in Preventing Rapid Democratic Backsliding.” Constitutional Review 7, no. 1 (2021): 124–52. https://doi.org/10.31078/ consrev715.

Barroso, Luís Roberto. “Countermajoritarian, Representative, and Enlightened: The Roles of Constitutional Courts in Democracies.” The American Journal of Comparative Law 67, no. 1 (2019): 109–43. https://doi.org/10.1093/ajcl/avz009.

Berki, Erzsébet, and László Neumann. “Draft Laws on National and Sectoral Social Dialogue Submitted to Parliament | Eurofound,” February 28, 2006. https://www.eurofound.europa.eu/publications/article/2006/draft-laws-on- national-and-sectoral-social-dialogue-submitted-to-parliament.

Bickel, Alexander M. The Least Dangerous Branch: The Supreme Court at the Bar of Politics. Second edition. New Haven: Yale University Press, 1986.

Blokker, Paul. “The (Re-)Emergence of Constitutionalism in East Central Europe.” In Thinking Through Transition: Liberal Democracy, Authoritarian Pasts, and Intellectual History in East Central Europe After 1989, edited by Michal Kopeček and Piotr Wcislik, 139–67. Budapest: Central European University Press, 2015.

Bugarič, Bojan, and Tom Ginsburg. “The Assault on Postcommunist Courts.” Journal of Democracy 27, no. 3 (2016): 69–82. https://doi.org/10.1353/ jod.2016.0047.

Burton, John. “Conflict Resolution as a Political Philosophy.” Interdisciplinary Peace Research 3, no. 1 (1991): 62–72. https://doi.org/10.1080/14781159108412733.

Cappelletti, Mauro. “Judicial Review in Comparative Perspective.” California Law Review 58, no. 5 (1970): 1017–53.

Cappelletti, Mauro. Judicial Review in the Contemporary World. Indiana: Bobbs- Merrill, 1971.

Castillo-Ortiz, Pablo. “The Illiberal Abuse of Constitutional Courts in Europe.” European Constitutional Law Review 15, no. 1 (2019): 48–72. https://doi. org/10.1017/S1574019619000026.

Chronowski, Nóra, Boldizsár Szentgáli-Tóth, and Emese Szilágyi, eds. Demokrácia- dilemmák – Alkotmányjogi elemzések a demokráciaelv értelmezéséről az Európai Unióban és Magyarországon [Democracy Dilemmas – Constitutional Law Analyses About the Interpretation of the Principle of Democracy in the European Union and in Hungary]. Budapest: ELTE Eötvös Kiadó, 2022.

Cianetti, Licia, and Seán Hanley. “The End of the Backsliding Paradigm.” Journal of Democracy 32, no. 1 (2021): 66–80. https://doi.org/10.1353/jod.2021.0001.

Clayton, Cornell W., and David A. May. “A Political Regimes Approach to the Analysis of Legal Decisions.” Polity 32, no. 2 (1999): 233–52. https://doi. org/10.2307/3235284.

Comella, Víctor Ferreres. Constitutional Courts and Democratic Values: A European Perspective. New Haven: Yale University Press, 2009.

Dawson, James, and Seán Hanley. “The Fading Mirage of the ‘Liberal Consensus.’” Journal of Democracy 27, no. 1 (2016): 20–34. https://doi.org/10.1353/ jod.2016.0015.

Dupré, Catherine. Importing the Law in Post-Communist Transitions: The Hungarian Constitutional Court and the Right to Human Dignity. Oxford: Hart Publishing, 2003.

Dworkin, Ronald. “Equality, Democracy, and Constitution: We the People in Court.” Alberta Law Review 28, no. 2 (1989): 324–46.

Dworkin, Ronald. Law’s Empire. Cambridge: Harvard University Press, 1986. Dworkin, Ronald. Taking Rights Seriously. Cambridge, Mass: Harvard University

Press, 1978.

Enyedi Krisztián. “Az Alkotmánybíróság legutóbbi döntéseiből [From the Latest

Decisions of the Constitutional Court].” Fundamentum 12, no. 3 (2008): 116–20.

Fallon Jr., Richard H. Law and Legitimacy in the Supreme Court. Cambridge: Harvard University Press, 2018.

Feldman, Noah. Scorpions: The Battles and Triumphs of FDR’s Great Supreme Court Justices. New York: Twelve, 2010.

Földes, Mária Éva. “The Role of Constitutional Courts in Promoting Healthcare Equity: Lessons from Hungary.” Constitutional Review 6, no. 2 (2020): 282–310. https://doi.org/10.31078/consrev624.

Gárdos-Orosz, Fruzsina. “Alkotmánybíróság 2010 – 2015 [The Constitutional Court 2010 – 2015].” In A magyar jogrendszer állapota [The State of the Hungarian Legal System], edited by András Jakab and György Gajduschek, 442–79. Budapest: MTA Társadalomtudományi Kutatóközpont, 2016. https:// jog.tk.mta.hu/a-magyar-jogrendszer-allapota-kotet.

Gárdos-Orosz, Fruzsina. “The Hungarian Constitutional Court in Transition — from Actio Popularis to Constitutional Complaint.” Acta Juridica Hungarica 53, no. 4 (2012): 302–15. https://doi.org/10.1556/AJur.53.2012.4.3.

Gárdos-Orosz, Fruzsina, and Kinga Zakariás, eds. Az Alkotmánybírósági gyakorlat I–II. Az Alkotmánybíróság 100 elvi jelentőségű határozata 1990–2020 [The Practice of the Constitutional Court I–II. 100 Constitutional Court Decisions of Principal Importance 1990–2020]. Budapest: Orac, 2021.

Garlicki, Lech. “Constitutional Court and Politics: The Polish Crisis.” In Judicial Power: How Constitutional Courts Affect Political Transformations, edited by Christine Landfried, 141–63. Cambridge: Cambridge University Press, 2019.

Garlicki, Lech. “Constitutional Courts versus Supreme Courts.” International Journal of Constitutional Law 5, no. 1 (2007): 44–68. https://doi.org/10.1093/ icon/mol044.

Gelpern, Anna. “The Laws and Politics of Reprivatization in East-Central Europe: A Comparison.” University of Pennsylvania Journal of International Law 14, no. 3 (1993): 315–72.

Ginsburg, Tom, Nick Foti, and Daniel Rockmore. “We the Peoples: The Global Origins of Constitutional Preambles.” George Washington International Law Review 46, no. 2 (2014 2013): 305–40.

Halmai, Gábor. “A Coup Against Constitutional Democracy: The Case of Hungary.” In Constitutional Democracy in Crisis?, edited by Mark A. Graber, Sanford Levinson, and Mark Tushnet, 243–56. Oxford: OUP, 2018.

Halmai, Gábor. “Államszervezeti és hatásköri aktivizmus? Három ügy az Alkotmánybíróság előtt [State Organization and Competence Activism? Three Cases Before the Constitutional Court].” Fundamentum 8, no. 1 (2004): 100–108.

Halmai, Gábor, and Nóra Chronowski. “The Decline of Human Dignity and Solidarity through the Misuse of Constitutional Identity: The Case of Hungary since 2010.” In Human Dignity and Democracy in Europe: Synergies, Tensions and Crises, edited by Bedford Daniel, Dupré Catherine, Halmai Gábor, and Kapotas Panos, 177–99. Cheltenham: Edward Elgar Publishing, 2022.

Hay, Colin. “Constructivist Institutionalism.” In The Oxford Handbook of Political Institutions, edited by Sarah A. Binder, R. A. W. Rhodes, and Bert A. Rockman, 56–74. Oxford: Oxford University Press, 2008.

Jakab, András, and Johanna Fröhlich. “The Constitutional Court of Hungary.” In Comparative Constitutional Reasoning, edited by András Jakab, Arthur Dyevre, and Giulio Itzcovich, 394–437. Cambridge: Cambridge University Press, 2017.

Kelemen Katalin. “Van még pálya: A magyar Alkotmánybíróság hatásköreiben bekövetkező változásoról [There Is Playing Ground Left: On the Changes in the Competences of the Hungarian Constitutional Court].” Fundamentum 15, no. 4 (2011): 111–22.

Kelemen, Katalin, and Max Steuer. “Constitutional Court of Hungary.” In Max Planck Encyclopedia of Comparative Constitutional Law, edited by Rainer Grote, Frauke Lachenmann, and Rüdiger Wolfrum. Oxford: OUP, 2019. https://oxcon.ouplaw.com/view/10.1093/law-mpeccol/law-mpeccol-e802.

Kelsen, Hans. What Is Justice? Justice, Law, and Politics in the Mirror of Science (Collected Essays). Berkeley and Los Angeles: University of California Press, 2000.

Kelsen, Hans, and Carl Schmitt. The Guardian of the Constitution: Hans Kelsen and Carl Schmitt on the Limits of Constitutional Law. Translated by Lars Vinx. Cambridge: CUP, 2015.

Kidder, Robert L. “Courts and Conflict in an Indian City: A Study in Legal Impact.” Journal of Commonwealth Political Studies 11, no. 2 (1973): 121–39. https://doi.org/10.1080/14662047308447182.

King, Jeff. Judging Social Rights. Cambridge: Cambridge University Press, 2012.

Kis, János. Constitutional Democracy. Budapest: CEU Press, 2003.

Kneip, Sascha. “Constitutional Courts as Democratic Actors and Promoters of the Rule of Law: Institutional Prerequisites and Normative Foundations.” Zeitschrift Für Vergleichende Politikwissenschaft 5, no. 1 (2011): 131–55. https:// doi.org/10.1007/s12286-011-0096-z.

Koncewicz, Tomasz Tadeusz. “The Capture of the Polish Constitutional Tribunal and Beyond: Of Institution(s), Fidelities and the Rule of Law in Flux.” Review of Central and East European Law 43, no. 2 (2018): 116–73. https:// doi.org/10.1163/15730352-04302002.

Kopeček, Michal, and Ned Richardson-Little. “Introduction: (Re-)Constituting the State and Law during the ‘Long Transformation of 1989’ in East Central Europe.” Journal of Modern European History 18, no. 3 (2020): 275–80. https:// doi.org/10.1177/1611894420924944.

Kosař, David, and Ladislav Vyhnánek. “The Constitutional Court of Czechia.” In

The Max Planck Handbooks in European Public Law: Volume III: Constitutional Adjudication: Institutions, edited by Armin von Bogdandy, Peter Huber, and Christoph Grabenwarter. Oxford: Oxford University Press, 2020.

Krehbiel, Jay. “Elections, Public Awareness, and the Efficacy of Constitutional Review.” Journal of Law and Courts 7, no. 1 (2019): 53–79. https://doi. org/10.1086/699241.

Kühn, Zdeněk. “The Constitutional Court of the Czech Republic.” In Comparative Constitutional Reasoning, edited by András Jakab, Arthur Dyevre, and Giulio Itzcovich, 199–236. Cambridge: Cambridge University Press, 2017.

Kühn, Zdeněk. “Worlds Apart: Western and Central European Judicial Culture at the Onset of the European Enlargement.” The American Journal of Comparative Law 52, no. 3 (2004): 531–67. https://doi.org/10.2307/4144478.

Lapšanský, Lukáš. “Ochrana hospodárskej súťaže podľa článku 55 ods. 2 Ústavy Slovenskej republiky [The Protection of Economic Competition According to Art. 55 Sec. 2 of the Constitution of the Slovak Republic].” In Aktuálne trendy v oblasti práva hospodárskej súťaže, edited by Jozef Vozár and Ľubomír Zlocha, 18–72. Bratislava: Ústav štátu a práva SAV, 2017.

Lembcke, Oliver W., and Christian Boulanger. “Between Revolution and Constitution: The Roles of the Hungarian Constitutional Court.” In Constitution for a Disunited Nation: On Hungary’s 2011 Fundamental Law, edited by Gábor Attila Tóth, 269–99. New York: Central European University Press, 2013.

M. Tóth Balázs. “Az unortodox büntetőpolitika az Alkotmánybíróság előtt [The Unorthodox Penal Policy Before the Constitutional Court].” Fundamentum 16, no. 1 (2012): 85–93.

Malová, Darina. “The Role and Experience of the Slovakian Constitutional Court.” In Constitutional Justice, East and West: Democratic Legitimacy and Constitutional Courts in Post-Communist Europe in a Comparative Perspective, edited by Wojciech Sadurski, 349–72. The Hague: Springer, 2010.

Miklóssy, Katalin, and Heino Nyyssönen. “Defining the New Polity: Constitutional Memory in Hungary and Beyond.” Journal of Contemporary European Studies 26, no. 3 (July 3, 2018): 322–33. https://doi.org/10.1080/14782804.2018.1498775.

Moyn, Samuel. Not Enough: Human Rights in an Unequal World. Cambridge, Massachusetts: Belknap Press: An Imprint of Harvard University Press, 2018.

Müller, Jan-Werner. “Citizens as Militant Democrats, Or: Just How Intolerant Should the People Be?” Critical Review 34, no. 1 (2022): 85–98. https://doi. org/10.1080/08913811.2022.2030523.

Naszladi Georgina. “Az Alkotmánybíróság legutóbbi döntéseiből [From the Latest Decisions of the Constitutional Court].” Fundamentum 17, no. 1 (2013): 76–83.

Omara, Andy. “The Indonesian Constitutional Court and the Democratic Institutions in Judicial Review.” Constitutional Review 3, no. 2 (2018): 189–207. https://doi.org/10.31078/consrev323.

Pócza, Kálmán, ed. Constitutional Politics and the Judiciary: Decision-Making in Central and Eastern Europe. London: Routledge, 2018.

Pozsár-Szentmiklósy, Zoltán. “Precedents and Case-Based Reasoning in the Case Law of the Hungarian Constitutional Court.” In Constitutional Law and Precedent: International Perspectives on Case-Based Reasoning, edited by Monika Florczak-Wątor, 106–17. London: Routledge, 2022.

Preuß, Ulrich K. “Judicial Power in Processes of Transformation.” In Judicial Power: How Constitutional Courts Affect Political Transformations, edited by Christine Landfried, 342–64. Cambridge: Cambridge University Press, 2019.

Radbruch, Gustav. “Statutory Lawlessness and Supra-Statutory Law (1946).” Oxford Journal of Legal Studies 26, no. 1 (2006): 1–11. https://doi.org/10.1093/ ojls/gqi041.

Ríos-Figueroa, Julio. Constitutional Courts as Mediators: Armed Conflict, Civil- Military Relations, and the Rule of Law in Latin America. Comparative Constitutional Law and Policy. Cambridge: Cambridge University Press, 2016. https://doi.org/10.1017/CBO9781139942157.

Roux, Theunis. “Constitutional Courts as Democratic Consolidators: Insights from South Africa after 20 Years.” Journal of Southern African Studies 42, no. 1 (2016): 5–18. https://doi.org/10.1080/03057070.2016.1084770.

Ruiz Robledo, Agustín. “Due Process.” In Max Planck Encyclopedia of Comparative Constitutional Law, edited by Rainer Grote, Frauke Lachenmann, and Rüdiger Wolfrum. Oxford, New York: Oxford University Press, 2022.

Sadurski, Wojciech. Rights Before Courts: A Study of Constitutional Courts in Postcommunist States of Central and Eastern Europe. Second edition. Dordrecht: Springer, 2014.

Sajó, András. Limiting Government: An Introduction to Constitutionalism. Budapest: CEU Press, 1999.

Sajó, András. Ruling by Cheating: Governance in Illiberal Democracy. Cambridge: Cambridge University Press, 2021. https://doi.org/10.1017/9781108952996.

Sajó, András. “Social Rights as Middle-Class Entitlements in Hungary: The Role of the Constitutional Court.” In Courts and Social Transformation in New Democracies: An Institutional Voice for the Poor?, edited by Roberto Gargarella, Theunis Roux, and Pilar Domingo, 83–105. London: Routledge, 2006.

Sandel, Michael J. Justice: What’s the Right Thing to Do? New York: Farrar, Straus and Giroux, 2010.

Sarat, Austin, and Joel B. Grossman. “Courts and Conflict Resolution: Problems in the Mobilization of Adjudication.” American Political Science Review 69, no. 4 (1975): 1200–1217. https://doi.org/10.2307/1955281.

Scheppele, Kim Lane. “The Rule of Law and the Frankenstate: Why Governance Checklists Do Not Work.” Governance 26, no. 4 (2013): 559–62. https://doi. org/10.1111/gove.12049.

Schmidt, Vivien A. “Discursive Institutionalism: The Explanatory Power of Ideas and Discourse.” Annual Review of Political Science 11, no. 1 (2008): 303–26. https://doi.org/10.1146/annurev.polisci.11.060606.135342.

Schwartz, Herman. “Surprising Success: The New Eastern European Constitutional Courts.” In The Self-Restraining State: Power and Accountability in New Democracies, edited by Andreas Schedler, Larry Jay Diamond, and Marc F. Plattner, 195–216. Boulder, CO: Lynne Rienner Publishers, 1999.

Shapiro, Martin. Courts: A Comparative and Political Analysis. New edition. Chicago; London: University of Chicago Press, 1986.

Shugerman, Jed Handelsman. The People’s Courts: Pursuing Judicial Independence in America. Cambridge, Mass: Harvard University Press, 2012.

Smith, Rogers M. “Historical Institutionalism and the Study of Law.” In The Oxford Handbook of Law and Politics, edited by Gregory A. Caldeira, R. Daniel Kelemen, and Keith E. Whittington, 46–59. Oxford: OUP, 2008. https://doi.org/10.1093/oxfordhb/9780199208425.001.0001.

Smith, Rogers M. “Political Jurisprudence, The ‘New Institutionalism,’ and the Future of Public Law.” The American Political Science Review 82, no. 1 (1988): 89–108. https://doi.org/10.2307/1958060.

Sólyom, László. “The Constitutional Court of Hungary.” In The Max Planck Handbooks in European Public Law: Volume III: Constitutional Adjudication: Institutions, edited by Armin von Bogdandy, Peter Huber, and Christoph Grabenwarter. Oxford: OUP, 2020.

Sólyom, László, and Georg Brunner, eds. Constitutional Judiciary in a New Democracy: The Hungarian Constitutional Court. Ann Arbor: University of Michigan Press, 2000.

Steuer, Max. “Authoritarian Populism, Conceptions of Democracy, and the Hungarian Constitutional Court: The Case of Political Participation.” The International Journal of Human Rights 26, no. 7 (2022): 1207–29. https://doi. org/10.1080/13642987.2021.1968379.

Steuer, Max. “Constitutional Court of the Slovak Republic.” In Max Planck Encyclopedia of Comparative Constitutional Law, edited by Rainer Grote, Frauke Lachenmann, and Rüdiger Wolfrum. Oxford: OUP, 2019. https:// oxcon.ouplaw.com/view/10.1093/law-mpeccol/law-mpeccol-e803.

Steuer, Max. “The Slovak Constitutional Court on Amnesties and Appointments of Constitutional Judges: Supporting Unrestrained Majoritarianism?” Diritti Comparati, March 26, 2018. http://www.diritticomparati.it/slovak- constitutional-court-amnesties-appointments-constitutional-judges- supporting-unrestrained-majoritarianism/.

Stone Sweet, Alec. “Constitutional Courts.” In The Oxford Handbook of Comparative Constitutional Law, edited by Michel Rosenfeld and András Sajó, 815–29. Oxford: Oxford University Press, 2013.

Szente, Zoltán. “The Interpretive Practice of the Hungarian Constitutional Court: A Critical View.” German Law Journal 14, no. 8 (2013): 1591–1614.

Szente, Zoltán, and Fruzsina Gárdos-Orosz. “Judicial Deference or Political Loyalty? The Hungarian Constitutional Court’s Role in Tackling Crisis Situations.” In New Challenges to Constitutional Adjudication in Europe: A Comparative Perspective, edited by Zoltán Szente and Fruzsina Gárdos-Orosz, 89–110. New York: Routledge, 2018.

Tóth, Gábor Attila. “Chief Justice Sólyom and the Paradox of ‘Revolution under the Rule of Law.’” In Towering Judges: A Comparative Study of Constitutional Judges, edited by Rehan Abeyratne and Iddo Porat, 255–74. Cambridge: Cambridge University Press, 2021. https://doi.org/10.1017/9781108879194.

Uitz, Renáta. “Constitutional Courts and the Past in Democratic Transition.” In Rethinking the Rule of Law After Communism, edited by Adam Czarnota, Martin Krygier, and Wojciech Sadurski, 235–62. Budapest: Central European University Press, 2005.

Visser, Maartje de. Constitutional Review in Europe: A Comparative Analysis. Oxford: Hart Publishing, 2015.

Waldron, Jeremy. “The Core of the Case against Judicial Review.” The Yale Law Journal 115, no. 6 (2006): 1346–1406. https://doi.org/10.2307/20455656.

Wiratraman, Herlambang P. “Constitutional Struggles and the Court in Indonesia’s Turn to Authoritarian Politics.” Federal Law Review 50, no. 3 (2022): 314–30. https://doi.org/10.1177/0067205X221107404.

Zucca, Lorenzo. Constitutional Dilemmas: Conflicts of Fundamental Legal Rights in Europe and the USA. Oxford: Oxford University Press, 2007.




DOI: https://doi.org/10.31078/consrev912

Article Metrics

Abstract view : 795 times
PDF view : 161 times

Refbacks

  • There are currently no refbacks.


Copyright (c) 2023 Constitutional Review